Analysis of Medical Device Production Quality Management Practice(Part 12)

Release time:2025-11-13

Chapter 12 is a newly added independent chapter. This chapter systematically regulates medical device entrusted production activities, clarifying the respective quality responsibilities of the entrusting party and the entrusted party. It reflects the regulatory authorities' attention to and standardization of the increasing division of labor within the industry and the development of new industry models.

 

I. Restructuring and Clarification of the Responsibility System

Article 105 of the new regulation establishes the basic framework for the quality management system of entrusted production. It requires that the entrusting party's quality management system must cover the entire lifecycle of the medical device, while the entrusted party's system needs to include content related to the entrusted production activities. This provision fundamentally clarifies the registrant's position as the ultimate responsible entity for product quality, eliminating the possibility of transferring statutory responsibilities through an entrustment agreement. Simultaneously, it requires both parties to establish effective communication mechanisms to ensure the effective connection and operation of their respective quality management systems.

Article 106 further strengthens the primary quality responsibility of the entrusting party, explicitly stating that the entrusting party cannot transfer obligations and responsibilities that it should legally fulfill through an agreement. This clause ensures that under the entrusted production model, product quality responsibility remains clear and unambiguous, providing a clear basis for regulatory accountability. Furthermore, the clause stipulates that the entrusted manufacturer must not re-entrust the production of the entrusted products, effectively preventing quality risks arising from multi-layer subcontracting.

 

II. Refinement of Whole-Process Control Requirements

During the implementation of entrusted production, the new regulation introduces specific and stringent management requirements. Article 107 requires the entrusting party to conduct an on-site assessment of the entrusted party before production and to perform regular on-site audits and evaluations after production commences, establishing a continuous supervision mechanism. This ongoing supervision requirement ensures that the entrusted party consistently maintains production conditions and quality assurance capabilities that comply with regulatory requirements.

Regarding personnel allocation, Article 108 sets clear requirements for both parties. The entrusting party needs to equip itself with a sufficient number and competent full-time quality management personnel, as well as technical personnel familiar with the product, to ensure effective guidance and supervision of the entrusted production activities. Key personnel of the entrusted party must be familiar with the specific details of the entrusted production product, ensuring professionalism and specificity during the production process.

 

III. Strengthening Control of Key Links

Quality control during the production transfer phase receives special attention. Article 109 requires the entrusting and entrusted parties to jointly plan and complete production transfer activities, ensuring the effective transfer of product technical requirements, production processes, etc., and requires the execution of trial production and process validation and verification activities. This regulation ensures a smooth transition from R&D to production, effectively preventing quality risks during the technology transfer process.

The change control requirements reflect the philosophy of whole-process quality management. Article 110 establishes a two-way change control mechanism, requiring the entrusting party to promptly notify the entrusted party of design changes, procurement changes, etc., while also requiring the entrusted party to promptly provide feedback on change requests. This two-way communication mechanism ensures that any changes potentially affecting product quality are handled promptly and effectively.

 

IV. Improvement of Release Responsibility and Anomaly Handling Mechanisms

The dual control mechanism for release management is a significant innovation in this revision. Article 111 clarifies the dual requirements for the entrusting party to establish a product market release procedure and the entrusted party to establish a production release procedure. It specifically emphasizes that product market release must be completed by the registrant itself and must not be delegated to another enterprise. This provision ensures that the registrant always holds the final release authority for the product, safeguarding the ultimate attribution of product quality responsibility at the institutional level.

The establishment of an anomaly handling mechanism provides institutional safeguards for quality risk control. Article 112 requires the entrusted party to promptly report deviations, changes, and anomalies that may affect product quality to the entrusting party and retain handling records. This requirement ensures the timely discovery and effective handling of quality issues, preventing the escalation and spread of quality risks.

 

V. Regulation of Outsourced Processing and Entrusted R&D

The new regulation explicitly standardizes outsourced processing and entrusted R&D activities for the first time. Articles 114 and 115 require enterprises to establish outsourced processing control procedures and to manage the outsourced processor at least according to the requirements for supplier management. These provisions bring outsourced processing within the scope of standardized management, ensuring quality control throughout the entire product realization process.

The requirements for entrusted R&D activities reflect the emphasis on the design and development phase. Article 113 clarifies the entrusting party's responsibility to assess the R&D capability of the entrusted party, requires signing an agreement that clearly defines the scope of entrustment and responsibilities, and emphasizes that the entrusting party bears corresponding responsibility for the process and results of the entrusted design and development. This provision ensures the standardization and effectiveness of entrusted R&D activities.

 

VI. Implementation Suggestions and Response Strategies

Facing the new regulation requirements, it is recommended that enterprises immediately undertake the following tasks: First, systematically review existing entrusted production partnerships and assess compliance gaps against the new regulation requirements. Second, establish and improve a sound document system for entrusted production quality management, particularly quality agreements, management procedures, and record documents. Third, strengthen the construction of the entrusted production management team, equipping it with sufficient quality management and technical personnel. Finally, establish a comprehensive supervision mechanism for entrusted production, including regular audits, performance evaluations, and continuous improvement.

For entrusted manufacturers, the focus should be on improving and perfecting the quality management system adapted to entrusted production, strengthening personnel training to ensure possession of the technical capabilities and quality assurance capabilities required for entrusted production. Simultaneously, establish effective communication mechanisms with the entrusting party to ensure the timely transmission and handling of quality information.

The addition of Chapter 12 reflects the further improvement of the medical device regulatory system, providing clear legal basis and operational guidelines for entrusted production and outsourced processing. Through systematic institutional design, the new regulation both meets the needs of industrial development and ensures product quality and safety. Enterprises should seize this opportunity to optimize resource allocation, enhance product quality levels, and strengthen market competitiveness by standardizing entrusted production management.

Attached at the end is the content of Chapter 12 of the new "Medical Device Production Quality Management Guifan".

Chapter 12:   Entrusted Production and Outsourced Processing

Article 105   [General Requirements for Entrusted Production System] For the entrusted   production of medical devices, the quality management system of the   entrusting party shall cover the entire lifecycle of the medical device. The   quality management system of the entrusted manufacturer shall include content   related to the entrusted production activities. The entrusting and entrusted   parties shall establish effective communication mechanisms to ensure the   effective connection and operation of their respective quality management   systems.

Article 106   [Entrustment Agreement] The entrusting and entrusted parties shall sign a   quality agreement clarifying their respective rights, obligations, and   responsibilities during the entire product production process. The entrusting   party shall not transfer obligations and responsibilities that it should   legally fulfill through the agreement. The entrusted manufacturer shall not   re-entrust the production of the entrusted products.

Article 107   [Assessment and Supervision of Entrusted Capability] Before entrusted   production, the entrusting party shall conduct an on-site assessment of the   entrusted party's production capacity, quality assurance capability, and risk   management capability, confirming its ability to complete the entrusted   production and ensure compliance with this Guifan; after entrusted production   commences, it shall regularly conduct on-site audits and evaluations of the   entrusted party's quality management system. The entrusted party shall accept   the audits and supervision from the entrusting party and promptly take   measures to implement corrective requirements.

Article 108 [Organization and Personnel Requirements for Both Parties] The   entrusting party shall establish a suitable management organization and equip   it with a sufficient number and competent full-time quality management   personnel, as well as technical personnel familiar with the product and   possessing corresponding professional knowledge, to provide effective   guidance and supervision of the entrusted production activities. Key   personnel of the entrusted party, such as the Management Representative,   Person in Charge of Production Management, Person in Charge of Quality   Management, and Production Release Reviewer, shall be familiar with the   production and quality management situation of the entrusted production   product(s).

Article 109   [Production Transfer Requirements] The entrusting party shall jointly plan   and complete production transfer activities with the entrusted party,   ensuring the effective transfer of product technical requirements, production   processes, raw material requirements, and instructions and labels, etc., to   the entrusted party. Trial production and process validation and verification   activities shall be carried out. The trial production shall include all   transferred production processes and quality control processes.

Article 110   [Change Control Requirements] The entrusting party shall promptly notify the   entrusted party of planned changes, procurement changes, etc., and supervise   their implementation; it shall ensure it can promptly learn of any quality   management system changes occurring at the entrusted party that may affect   product quality and conduct joint assessments. The entrusted party shall   implement the change requirements of the entrusting party and provide   feedback to the entrusting party regarding change needs based on the   production quality management situation.

Article   111 [Production and Market Release] The entrusting party shall establish a   product market release procedure, defining release standards and conditions,   and shall review the medical device production process records, quality   inspection results, and the production release documents of the entrusted   manufacturer. If they conform to the standards and conditions, market release   may proceed only after being signed by authorized release personnel. Product   market release shall be completed by the registrant itself and shall not be   entrusted to another enterprise.

The entrusted   manufacturer shall establish a production release procedure, defining   production release standards and conditions, shall review the medical device   production process, and shall inspect the product. Release from the factory   may only proceed after confirming conformity with the standards and   conditions.

Article 112   [Handling of Anomalous Situations] The entrusted party shall promptly report   deviations, changes, and anomalous situations occurring during the entrusted   production process that may affect product quality to the entrusting party,   and shall retain handling records.

Article 113   [Entrusted R&D] For entrusted design and development of medical devices,   the entrusting party shall assess the R&D and ongoing technical support   capability of the entrusted party; shall sign an agreement with the entrusted   party clarifying the scope of the entrusted design and development   activities, responsibilities, and requirements for the transfer of design and   development documentation; and shall manage the process and results of the   entrusted design and development and bear corresponding responsibility,   ensuring the design and development process meets regulatory and agreement   requirements.

Article 114   [Document Requirements for Outsourced Processing] If the product realization   process involves outsourced processing, the enterprise shall establish an   outsourced processing control procedure to control the outsourced process and   satisfy relevant regulatory requirements.

Article 115   [Assessment of Outsourced Processing Capability] The enterprise shall manage   the outsourced processor at least as a supplier and maintain relevant   records. The enterprise shall assess the processing capability, quality   assurance capability, and risk management capability, etc., of the outsourced   processor; both parties shall sign an outsourced processing quality agreement   clarifying the content of the outsourced processing, quality standards or   technical requirements, acceptance criteria, and the responsibilities of both   parties, etc. The agreement content shall clearly specify relevant processes,   verification and validation, release conditions, changes, and communication   mechanisms, etc.